Adverse event proportion over a trial follow-up period

Divides the number of patients with at least one episode of a stated adverse event by the number of patients at risk at the start of follow-up. The result is the cumulative incidence over that period, so it belongs to the period and is not a rate per week or a probability per model cycle.

Signature

P = n / N
Inputs
InputsDefinitionUnit
nNumber of patients with one or more episodes of the event during follow-up, each patient counted once whatever the number of episodescount of patients
NNumber of patients at risk at the start of follow-up in the arm concerned, greater than zerocount of patients
Output
PProportion of patients with at least one episode of the adverse event, of the stated type and grade, during the follow-up periodprobability from 0 to 1, over the stated period

Function

Adverse event rate to model input function

Maps the adverse event counts in a trial safety table, with their denominators of patients or person-time, to the probability of an event in one model cycle, and maps those probabilities to the expected adverse event cost and QALY loss per patient. The general rate and probability conversions are on the Transition Probability page (HE-FN-TP-001); the records here apply them to adverse event data and add the cost and QALY weighting.

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Implementations

  • Excel

    Adverse event proportion in one cell

    Excel divides the named cell holding the number of patients with an event by the named cell holding the number at risk.

    =PatientsWithEvent/PatientsAtRisk

Assumptions

  • Equal follow-up for every patient in the arm

    All N patients are followed for the whole period. When arms are treated or followed for different lengths of time, for example because one drug is stopped early for toxicity or progression, the proportion understates the event frequency per unit of treatment time in the arm with less time at risk, and the person-time rate HE-FM-AER-002 is used instead.

  • Same adverse event definition in every arm

    The event term, the severity cut-off (for example CTCAE grade 3 or higher) and the attribution rule are the same in every arm compared. All-cause counts in both arms keep the comparison randomised; counts judged related to the drug depend on investigator attribution.

Worked examples

  • Grade 3 or higher diarrhoea on the new drug over 24 weeks

    In the article's illustrative trial, 36 of 200 patients on the new drug have grade 3 or higher diarrhoea within 24 weeks, a proportion of 0.18. The figure describes the whole 24 weeks, not each four-week cycle.

    n = 36; N = 200; P = 0.18
  • Grade 3 or higher diarrhoea on the comparator over 24 weeks

    In the same illustrative trial, 16 of 200 patients on the comparator have the event within 24 weeks, a proportion of 0.08.

    n = 16; N = 200; P = 0.08

Common errors

  • Comparing crude adverse event proportions across unequal exposure

    Illustrative figures: in two arms, 20 of 100 patients each have an event, a proportion of 0.20 in both. If the new drug arm accumulated 1,000 patient-weeks at risk because many patients stopped early, and the comparator 2,000, the rates are 0.02 and 0.01 per patient-week. Equal proportions hide a doubled event frequency per unit of treatment time.

Sources

  • Probability and rate definitions applied to adverse event counts

    Gidwani R, Russell LB. Estimating transition probabilities from published evidence: a tutorial for decision modelers. PharmacoEconomics. 2020;38(11):1153-1164. Section on converting to the cycle length, which defines a probability as the number of events in a period divided by the number of people followed for that period, and a rate as events divided by total time at risk.

    View source →

Canonical Identity

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